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Our Services

Start the conversation

Most of my work begins with a conversation.

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If you're navigating a concentrated stock position, evaluating a major financial decision, or simply looking for thoughtful guidance, you're welcome to reach out.  

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The first discussion is an opportunity to understand and determine whether working together makes sense.

Address

1270 Avenue Of The Americas, Suite 1000, New York, NY 10020-1710

Email

Kathryn.Swain@prudential.com

Phone

(212) 817-3891

© 2026 Kathryn Swain.  All rights reserved. 

Securities and investment advisory services are offered through LPL Enterprise, LLC (LPLE), a Registered Investment Advisor, Member FINRA/SIPC, and an affiliate of LPL Financial. Insurance products are offered through Prudential Advisors. Kathryn Swain is a registered representative of LPL Enterprise, LLC and a licensed insurance agent. LPL Enterprise, LPL Financial, and Prudential Advisors are separate unaffiliated entities.

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