Kathryn Swain

Financial Planner

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With over 30 years of experience across nearly every corner of the financial services industry, Kathryn's resume is deliberately diverse — trading, options, investor education, wholesaling, and wealth management. She has worked as a lead trader, an institutional marketing executive, a wholesaler advising investment advisors on strategy, and a fiduciary advisor to high-net-worth clients.

That range is the point. She understands how markets work, how advisors think, and how wealth is actually built and protected over time.

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Kathryn grew up in San Francisco and Mendocino, California, studied at the University of Maryland where she competed as a collegiate athlete, and has called New York City home for years. She makes regular trips back to the Bay Area to watch her son run track.

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